秘书 ›› 2021, Vol. 39 ›› Issue (4): 3-16.

• 本期专题 •    下一篇

街头官僚策略性执法行为的类型及影响因素研究

申珊珊 杨帆   

  1. 华东政法大学
  • 出版日期:2021-07-15 发布日期:2021-09-02
  • 作者简介:申珊珊,华东政法大学政治学与公共管理学院硕士研究生。研究方向:街头官僚。杨帆,华东政法大学政治学与公共管理学院副教授。研究方向:基层治理、社会动员。

The Forging of Strategic Law-enforcement Behaviors of Street-level Bureaucrats

SHEN Shanshan   YANG Fan   

  • Online:2021-07-15 Published:2021-09-02

摘要: 街头官僚在行政执法中受到执法者、执法规则、执法情境三个维度的结构性因素影响,形成积极执法、消极执法和放弃执法三种不同的策略性执法行为。在常规的执法活动中,既定执法规则完备, 但执法工作处于社会舆论的监督之下,街头官僚会综合考虑互惠、利己、情理等因素,选择积极执法。若执法活动受到上级的严格管控,工作压力增大,街头官僚会基于规则依赖、求稳避责、同僚共谋等逻辑,选择消极执法。当上级强化执法管控,且执法活动受到社会舆论监督时,街头官僚的裁量空间被压缩,难以在执法过程中自主设计或选择行动策略,此时应问题需求导向和任务目标导向的要求,街头官僚会选择放弃执法。对执法活动中的三种策略性行为展开分析,有助于理解街头官僚执法行为差异的形成逻辑,为规范一线行政执法提供有益的思路。

关键词: 街头官僚, 基层执法, 策略性执法

Abstract: By exposing to three structural factors,street-level bureaucrats obtain three strategies during the law enforcementnamelypositive law-enforcementpassive law-enforcementand law-enforcement shirking. During the routinized law enforcement processconsidering the rules clarity and public accountabilitystreet-level bureaucrats would value both reciprocity norms and self-interest and conduct positive law-enforcement behaviors. If the law-enforcement process is under strict control from higher-upsstreet-level bureaucrats would apply several strategies such as rule dependencepeer collusionand blame avoidanceeventually choose to passive law-enforcement. When the high-ups intensify the control and the demand for public accountabilitystreet-level bureaucrats would have limited leeway to use their discretion in the design of implementation. By evaluating the complication of working tasks and goalsstreet-level bureaucrats will choose the strategies of law-enforcement shirking. The analysis to the three types of strategies in law enforcement is helpful to understand the behaviors of street-level bureaucrats and provide suggestions for standardizing frontline law-enforcement management.

Key words: street-level bureaucrat, law enforcement, strategic law-enforcement